Tom represents broker-dealers and investment bankers in disputes from multi-district mutual-fund class actions to state-court jury trials on derivatives contracts, government enforcement actions, and constitutional challenges to municipal securities rules to customer arbitrations. He represents labels and artists in music copyright litigation over several multi-platinum rock and hip-hop albums, and manufacturers in product-configuration trademark and software interface infringement litigation.
In addition to disputed matters, Tom advises broker-dealers, municipal and investment advisors on regulatory and compliance matters. He assists companies with internal investigations, regulatory and compliance matters. Tom has extensive experience in alternative dispute resolution (ADR), having tried scores of arbitrations, and sits as an arbitrator and Panel Chair for the Financial Institution Regulatory Authority (FINRA).
Tom is a frequent author and speaker on a number of legal matters. To view Tom's full list of publications and presentations, please click here.
Tom represents broker-dealers and investment bankers in disputes from multi-district mutual-fund class actions to state-court jury trials on derivatives contracts, government enforcement actions, and constitutional challenges to municipal securities rules to customer arbitrations. He represents labels and artists in music copyright litigation over several multi-platinum rock and hip-hop albums, and manufacturers in product-configuration trademark and software interface infringement litigation.
In addition to disputed matters, Tom advises broker-dealers, municipal and investment advisors on regulatory and compliance matters. He assists companies with internal investigations, regulatory and compliance matters. Tom has extensive experience in alternative dispute resolution (ADR), having tried scores of arbitrations, and sits as an arbitrator and Panel Chair for the Financial Institution Regulatory Authority (FINRA).
Tom is a frequent author and speaker on a number of le...
What is your favorite thing about the law?
You confront something new every day - even recurring issues arise in new circumstances. Each new matter presents an opportunity for creative solutions to complex problems. I really enjoy the art and challenge of persuasion - finding the most compelling way to present a client’s point of view, through legal principles, to suggest a desired result.
What was your first job?
A historical re-enactor at Fort Nashborough.
What is your hobby?
I love sailing. It’s challenging, absorbing and relaxing, mentally and physically - all at once. There’s no better adrenaline rush than working in skilled crew during a crowded start or mark-rounding in big-boat racing. For family vacations, I really enjoy exploring remote islands in a cruising sailboat. We’ve done off-shore deliveries, racing, and have worked race committees in junior event...
What is your favorite thing about the law?
You confront something new every day - even recurring issues arise in new circumstances. Each new matter presents an opportunity for creative solutions to complex problems. I really enjoy the art and challenge of persuasion - finding the most compelling way to present a client’s point of view, through legal principles, to suggest a desired result.
What was your first job?
A historical re-enactor at Fort Nashborough.
What is your hobby?
I love sailing. It’s challenging, absorbing and relaxing, mentally and physically - all at once. There’s no better adrenaline rush than working in skilled crew during a crowded start or mark-rounding in big-boat racing. For family vacations, I really enjoy exploring remote islands in a cruising sailboat. We’ve done off-shore deliveries, racing, and have worked race committees in junior events and Olympic qualifying regattas. You never go out that you don’t learn something new about your surroundings, your boat and yourself.
What advice would you give to a young student in law school?
Work hard. Study people as much or more than the law. Don’t let law school or the early associate years chill your voice or personality