Dan practices in the firm's litigation department and concentrates his practice in the areas of complex business and commercial litigation, class actions, intellectual property litigation, securities litigation and arbitration.
Dan represents representatives and broker-dealers in cases and arbitration matters involving claims for suitability, breach of fiduciary duty, control-person liability, U-5 defamation, restrictive covenants, issues relating to the Protocol for Broker Recruiting, and other securities-related matters. Dan also represents individuals and representatives in connection with FINRA inquiries and investigations, as well as SEC investigations. Dan is also experienced in representing individuals and businesses in various business litigation matters including contract and partnership disputes, as well as in class action matters.
Raised in Jacksonville, Florida, Dan graduated with a degree in business administration from the University of Florida and an M.B.A. from the University of Miami. He was a registered representative in Clearwater, Florida holding both his Series 7 and 63 licenses for the sale of securities. He later worked in the research department at Raymond James Financial. Dan serves as an arbitrator for the Financial Industry Regulatory Authority (FINRA).
While attending law school at St. John’s University in New York, he was the editor-in-chief of the New York International Law Review. Prior to joining the firm, Dan practiced at a Manhattan law firm focusing on securities litigation.