Our business attorneys provide counsel and services related to federal and state securities laws and regulations for public and privately owned companies, individual investors, investment advisors, broker-dealers, insurance companies and corporate officers. We provide legal services and assistance in connection with planning and implementing public offerings of securities (including drafting and filing registration statements for initial and secondary public offerings); private placements and other exempt offerings of securities; resale of restricted securities; and sales of securities by insiders. These services further include assistance related to compliance with Securities and Exchange Commission (SEC) reporting requirements and proxy solicitations. Our business attorneys also assist clients in registering broker-dealers and advise registered broker-dealer clients with respect to compliance with securities laws.
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