Burr & Forman

Financial Institution Regulatory

Burr & Forman’s financial regulatory team provides regulatory advice to financial institutions, as well as their holding companies, affiliates, subsidiaries, boards of directors, and investors. Our clients are located throughout the Southeast and range from large bank holding companies to small community banks.

We assist clients in a number of areas on the regulatory side including:

Affiliate Transactions

Advise banks concerning transactions with their affiliates pursuant to Sections 23A and 23B of the Federal Reserve Act.

Bank Mergers/Branch P&A Transactions

Assist clients with complex mergers, internal reorganizations, supervisory and other acquisitions, asset purchases and sales (including branch P&A transactions), joint ventures, and controlling and noncontrolling investments in financial institutions.

BSA/AML Compliance

Assist financial institutions with compliance related to the Bank Secrecy Act, the USA PATRIOT Act, and the laws and regulations enforced by the Office of Foreign Assets Control.

Looking to discuss your Financial Institution Regulatory issues?