06.18.2019 | Articles / Publications
Tom Potter Quoted in Law360: What to Expect in an SEC Digital Asset Examination
Law360 (June 17, 2019, 4:57 PM EDT) — As the U.S. Securities and Exchange Commission dedicates increasing resources to understanding and policing digital assets, attorneys have seen trends emerge in the agency’s examinations of investment advisers that recommend cryptocurrencies and tokens.
Although digital asset examinations have been fundamentally the same as traditional ones, they come with certain unique considerations and strategies, financial compliance attorneys told Law360.
Law360 subscribers may access the full article here.