SEC
02.27.2020 |
Thomas K. Potter III
SEC Commissioner Hester Peirce earlier this month proposed a draft SEC Rule 195 as a safe-harbor for developmental token offerings, providing a registration exemption for…
08.2.2019 |
Thomas K. Potter III
In a July 30 speech in Singapore, SEC Commissioner Hester Peirce compared renegade red pandas’ penchant for life “outside the fence” to the fin-tech innovation…
07.30.2019 |
Thomas K. Potter III
Last week, the SEC’s Corporate Finance division issued its second no-action letter supporting a digital token issue. On July 25, 2019, the Staff agreed it…
05.7.2019 |
Thomas K. Potter III
The SEC recently issued an investor alert warning about crypto advisory and trading websites. The alert cautions investors to be especially wary of web-based crypto-currency…
04.8.2019 |
Thomas K. Potter III
Late last week, the SEC issued a no-action letter widely hailed as its first on a blockchain-based digital token for private jet services. In its…
03.15.2019 |
Thomas K. Potter III
This week, the SEC's Division of Investment Management issued a letter seeking industry and public input on custody issues arising from digital assets. The "Custody…
02.8.2019 |
Thomas Griffin
The Securities and Exchange Commission issued a Sources Sought Notice on January 31, 2019, seeking a private vendor "to support the goal of acquiring data…
01.17.2019 |
Thomas K. Potter III
In an article published in the latest issue of the Journal of Robotics, Artificial Intelligence & Law (RAIL), Tom Potter discusses the current state of…
01.14.2019 |
Kathryn Grundy
According to an initial registration statement published on January 10, the cryptocurrency index fund provider Bitwise Asset Management has applied with the U.S. Securities and…
11.30.2018
On November 29, the Securities and Exchange Commission (SEC) announced in a press release that it has settled charges against two celebrities for promoting investments…