All Eyes on Digital Assets
The price of Bitcoin recently topped $57,000. New York’s Attorney General issued an Investor Alert on Virtual Currency Risks, as did the SEC’s Division of…
Securities Litigation
Remote Work The New Normal: SIFMA Proposes Broad Rule Revisions
The Securities Industry and Financial Markets Association (“SIFMA”) recently proposed sweeping modernization of industry self-regulatory rules to reflect firms’ successful pivot to remote operations over…
FINRA-DR Postpones In-Person Hearings
Securities regulator FINRA has postponed all in-person arbitration, mediation, and disciplinary hearings through May 1, due to COVID-19 concerns. All other case deadlines remain unaffected. …
The SEC’s State of Play on Cryptocurrency
In an article published in the latest issue of the Journal of Robotics, Artificial Intelligence & Law (RAIL), Tom Potter discusses the current state of…