Burr & Forman

03.27.2020   |   Blog Articles, Securities Litigation

FINRA-DR Extends Postponement of In-Person Hearings

On March 27, securities regulator FINRA extended its previous postponement of in-person hearings from May 1 through May 31.  FINRA also will offer virtual hearing options (including Zoom) by agreement or panel order.  Finally, postponement fees are waived through September with at least 20-days’ notice.  All other case deadlines remain unaffected.

Thomas K. Potter, III (tpotter@burr.com) is a partner in the Securities Litigation Practice Group at Burr & Forman, LLP. Tom is licensed in Tennessee, Texas, and Louisiana. He has over 34 years of experience representing financial institutions in litigation, regulatory and compliance matters. See attorney profile.

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