Department of Labor
08.31.2017 |
Thomas K. Potter III
The Department of Labor has received OMB certification, and sought expedited notice-and-comment, for a rule change that would postpone the full implementation deadline for its…
03.2.2017 |
Thomas K. Potter III
The US Department of Labor today proposed a 60-day extension (through June 9) for the effective date of its Fiduciary Duty Rule and related exemptions.…
01.27.2017
In 2016, the U.S. Department of Labor (DOL) issued its final rule expanding the "investment advice fiduciary" definition under ERISA and modified the complex of…
11.28.2016
On April 6, 2016, the U.S. Department of Labor ("DOL") issued its final rule expanding the definition of the "investment advice fiduciary" under the Employee…
06.7.2016 |
Thomas K. Potter III
Last week, industry groups filed two suits seeking to block the Labor Department's new fiduciary rule governing IRA and other retirement-fund investment recommendations. In the…
08.13.2015
The U.S. Department of Labor ("DOL") recently heard public comment[1] to its proposed regulatory changes implementing a fiduciary duty on any individual receiving compensation for…