Tom Potter Featured in FundFire on SEC Pay-to-Play Charges

Firm News

In an article published on Jan. 18, 2017 by FundFire, Tom Potter offers insight to the set of settlements made by Bill Ackman's hedge fund Pershing Square Capital Management and nine other asset managers for Securities and Exchange Commission (SEC) pay-to-play violation claims. Potter told the publication, "This set of settlements is likely just a first round intended to send a message to asset managers about the SEC's intent to enforce the rule." He emphasizes, "Asset managers will need to make sure they are in compliance either by ensuring that their employees do not donate to particular political candidates or by forgoing money from certain funds when they do."

For the full article, subscribers to FundFire may click here.

Related Professionals

Jump to Page
Arrow icon Top

Contact Us

We use cookies to improve your website experience, provide additional security, and remember you when you return to the website. This website does not respond to "Do Not Track" signals. By clicking "Accept," you agree to our use of cookies. To learn more about how we use cookies, please see our Privacy Policy.

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. These cookies may only be disabled by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.