Posts from October 2020.

Phishing FINRA 

October is cyber-security awareness month, so it’s only appropriate that FINRA started it with another Regulatory Notice warning member firms to beware of a false-survey phishing scheme.  The Notice warns of “a widespread, ongoing phishing campaign” soliciting survey responses in an email using the fake domain “”  See Reg. Notice 20-35 (Oct. 6, 2020), here.

That’s more of the same for FINRA.  It warned in August that fraudsters were using a fake FINRA domain ( – with an extra “n”) in Regulatory Notice 20-27 ...

Jump to Page
Arrow icon Top

Contact Us

We use cookies to improve your website experience, provide additional security, and remember you when you return to the website. This website does not respond to "Do Not Track" signals. By clicking "Accept," you agree to our use of cookies. To learn more about how we use cookies, please see our Privacy Policy.

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. These cookies may only be disabled by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.