Posts tagged Algorithmic Trading Strategies.
FINRA recently issued Regulatory Notice 15-06 requesting comments on the proposal that would require the registration of associated persons involved in the design, development or modification of algorithmic trading strategies. As automation continues to evolve, firms are relying more on automated systems to trade securities. With the use of pre-programmed trading instructions, or algorithmic trading strategies, firms can input various variables in order to achieve the required trading activity. If an individual, as opposed to an automated system, performed the trade ...
Posted in: FINRA