Posts tagged FINRA Cyber-Security Warnings.

On August 20, FINRA warned member firms about a rash of imposter websites, using registered representative’s names, pictures, CRD numbers and other information to gull investors into providing personally-identifying information to fraudsters.

FINRA suggests member firms should contact the FBI and financial regulators, and posting a notification to investors on their legitimate websites.  Other response measures include conducting a who-is search, complaining to host ISP or domain-name registrar, among others.

Websites maintained by FINRA member firms and their ...

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