Burr & Forman

Broker-Dealer Disputes

Burr & Forman represents various size brokers, regional firms and local boutiques against selling away claims and the entire gamut of allegations, including suitability claims, disclosure violations, trading disputes, underwriting claims, product cases, investment banking claims, and other claims arising in this context.

We also defend clients on claims related to:

  • Breach of fiduciary duty
  • Failure to disclose material facts
  • Intentional misrepresentation of fact
  • Professional negligence
  • Selling away allegations
  • Unsuitability
  • Vicarious liability

Looking to discuss your Broker-Dealer Disputes issues?