Burr & Forman


Burr & Forman provides counsel to issuers and investors, as well as litigation services related to federal and state securities laws and regulations for a number of clients including:

  • Public and private companies
  • Fund sponsors
  • Private equity and venture capital investors
  • Broker-dealers
  • Corporate officers
  • Individual investors
  • Insurance companies


Transactional and Compliance Services

We provide legal services and assistance in connection with:

  • Private fund formation
  • Planning and implementing public offerings of securities (including drafting & filing registration statements for initial and secondary public offerings)
  • Private placements and other exempt offerings of securities
  • Broker-dealer registration and compliance
  • Compliance with Securities and Exchange Commission (SEC) reporting requirements
  • Compliance with corporate governance requirements of the SEC and stock exchanges
  • Proxy solicitations
  • Resale of restricted securities
  • Sales of securities by insiders

Litigation Services

Our team represents clients in all types of disputes involving securities-law issues, whether in state or federal courts, before regulatory agencies, or in arbitration. Visit our Securities Litigation page here to learn more about our litigation services.

Looking to discuss your Securities issues?