Tom Potter Quoted in Law360: What to Expect in an SEC Digital Asset Examination

Articles / Publications

Law360 (June 17, 2019, 4:57 PM EDT) -- As the U.S. Securities and Exchange Commission dedicates increasing resources to understanding and policing digital assets, attorneys have seen trends emerge in the agency’s examinations of investment advisers that recommend cryptocurrencies and tokens.

Although digital asset examinations have been fundamentally the same as traditional ones, they come with certain unique considerations and strategies, financial compliance attorneys told Law360.

Law360 subscribers may access the full article here.

Related Professionals

Jump to Page
Arrow icon Top

Contact Us

We use cookies to improve your website experience, provide additional security, and remember you when you return to the website. This website does not respond to "Do Not Track" signals. By clicking "Accept," you agree to our use of cookies. To learn more about how we use cookies, please see our Privacy Policy.

Necessary Cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. These cookies may only be disabled by changing your browser settings, but this may affect how the website functions.

Analytical Cookies

Analytical cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.