Tom Potter Featured in Financial Advisor IQ on FINRA Arbitration Hearings

Firm News

In an article published on March 13, 2018, Tom Potter provides insight on FINRA arbitration hearings in relation to TRO motions. Departing advisors often attempt to get an upper hand in arbitration or settlement negotiation so, broker-dealer firms have to make a judgement on whether going to court is an efficient use of their money, Potter expands in the article. "Whoever gets the upper hand can influence the settlement dynamics," he details.

For the full article, you may click here.

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