Our team represents clients in all types of disputes involving securities-law issues, whether in state or federal courts, before regulatory agencies, or in arbitration.

Examples include:

  • Shareholder and derivative class litigation
  • Proxy litigation
  • Customer arbitrations
  • Raiding and recruiting disputes
  • Industry and clearing disputes
  • Regulatory investigations and enforcement
  • Broker-dealer and investment-advisor compliance
  • Internal investigations & special committee work



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